Understanding Energy Balance

Dave Bridges

Abstract

This lecture will cover the basics of energy balance, including how we sense and measure energy intake and expenditure. This has very important consequences for understanding weight gain and loss, and understanding how different macronutrients are absorbed, stored and metabolized.

Learning Objectives

Key Vocabulary

Energy Balance and Changes in Body Weight

Obesity is now a major epidemic in most societies, with recent estimates showing that in America 40.3% of adults and 19.7% of children are considered obese (Stierman et al. 2021; Emmerich et al. 2024). Obesity is estimated to cause 47% of the cases of type-2 diabetes, 25% of cases of cardiovascular disease, and 28% of cases of hypertension (Tanamas et al. 2016). Fundamentally, people gain weight because of positive energy balance. This means that if energy intake is larger than energy expenditure, weight (primarily in the form of stored fat) will increase. This unit will give an overview as to how we define and talk about energy balance (Figure [fig:energy-balance]).

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to think of food, exercise and body weight all in terms of energy, but fundamentally every macronutrient has a different caloric content, and when it is catabolized, that energy is released. Often some of that energy is passed to another molecule (for example, to ATP) but ultimately all catabolic processes end up generating heat. The production of heat, known as thermogenesis, is an important part of understanding energy balance. We all have intuitive ideas about someone’s metabolic rate whether it be how one person can eat a large meal with no consequences, while another seems to restrict their diet but is unable to lose weight. Here we will discuss some of the physiology that makes up that energy balance and how this is modified by changes in diet.

Energy Intake

What is Energy Intake?

Energy intake is the sum of the amount of energy that is taken up by a person. While a major part of energy intake is the amount of food we eat, a less appreciated aspect is the efficiency of nutrient extraction during digestion. As we will cover in her introduction to digestion, food passes through our bodies and efficient digestion involves extracting as many nutrients as possible from the bolus of food. Therefore we can consider energy intake as:

\[Energy_{intake} = Energy_{ingested} - Energy_{excreted} - E_{digestion}\]

This is important to keep in mind, because different foods have both different energy content and different aptitudes towards being absorbed by the body. Different people may also have more or less efficiency of nutrient ingestion. Someone who is malabsorptive, for example may have normal E\(_{ingestion}\) but very high E\(_{excretion}\) meaning that their E\(_{intake}\) is very low. The energy needed for digestion, is part of what we call Diet-Induced Thermogenesis, and is the energy that is expended in the process of digestion. This could be the breaking of molecular bonds as foods are broken down, or the heat generated by contraction by gastrointestinal smooth muscle cells.

How do the foods we eat affect energy intake?

Macronutrient Energy Density
Carbohydrates 4 kcal/g
Proteins 4 kcal/g
Lipids 9 kcal/g
Ethanol 7 kcal/g
Fiber 2 kcal/g

In general, we know how much energy is contained per gram of each of the major macronutrients (see Table [tab:atwater-values]). These amounts, were calculated by Atwater and colleagues in the early twentieth century from determining how much heat was produced by burning pure fat, protein or carbohydrates. These values are listed in the nutritional information for many foods. You might expect that the caloric density of your meal may be calculated by performing indirect calorimetry experiments on these foods. This is not the case, in general food manufacturers use the composition of their food (in terms of macronutrients) and Atwater’s factors to calculate energy density. This can be misleading, since it refers to the complete energy content of a fuel and not necessarily the amount of calories actually absorbed by a typical person.

How do we assess energy intake?

The FDA suggests that a normal healthy woman eats 2000 kcal per day (2500 for men). The ideal way to assess energy intake might be to determine the caloric content of all the foods eaten by a person, for example by indirect calorimetry of an identical meal and then subtracting the energy remaining in feces, while accounting for heat generated during digestion. This is very difficult to do and is rarely done. More often, to assess \(E_{ingested}\) we generally make use of dietary recall surveys, and then compare the amounts and types of foods to a reference database. A commonly used Food Frequency Questionnaire can be found at https://hsph.harvard.edu/wp-content/uploads/2024/07/FINAL-GRID-2022_Proof-.pdf. There is substantial debate in the research community regarding the accuracy and biases of the different types of dietary recall assessments.

Energy Expenditure

The other side of the energy balance coin is energy expenditure, or how calories are used. While energy intake is difficult to measure, energy expenditure is even harder to measure accurately without specialized equipment. At a molecular level, increases in energy expenditure mean that heat is generated or an inefficiency is present. We will discuss several examples of this through the course, but Figure [fig:cori-cycle] illustrates one example. We will discuss this in more detail when we talk about gluconeogenesis, but this cycle is active during exercise where anaerobic glycolysis generates lactate, which is then converted back to glucose for the muscle. Each turn through this cycle has a net loss of 4 ATP, but nothing new is generated. Therefore this pathway is inefficient, in that energy (in this case ATP) is used without anything new being made or stored. If you had a lot of Cori Cycle activity, you would have increased metabolic inefficiency and therefore caused a higher energy expenditure.

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What are the components of energy expenditure?

Energy expenditure can be broken down into several components which add up to one’s total daily energy expenditure (TDEE). This is shown schematically in Figure 1 taken from a review on the topic (Tam and Ravussin 2015). These subgroups include the basal metabolic rate (BMR), diet-induced thermogenesis (DIT), non-exercise activity thermogenesis (NEAT) and exercise activity thermogenesis (EAT).

\[TDEE = BMR + DIT + NEAT + EAT\]

Components of total daily energy expenditure. SMR represents sleeping metabolic rate. SPA represents spontaneous physical activity.

Each of these components may be affected by genetics, diet, activity levels, sex, and other factors. What should be apparent from Figure 1, is that contrary to many people’s intuition, exercise generally comprises only a small portion of total energy expenditure. To illustrate this, running 5 km may seem like the bulk of your energy expenditure if you went for a run that day, but that expends about 350 Calories, or less than 20% of your total daily energy expenditure.

How do we calculate energy expenditure

The major factors that contribute to the BMR are age (declines with age), sex (approximately 11% higher in males) and body mass, particularly fat-free (or lean) mass. Up to 85% of the variance in BMR can be explained by these factors, with a further 11% being heritable (Bogardus et al. 1986). Due to this precision, online calculators are reasonably accurate estimators of energy expenditure. There are several online calculators available where you can enter your height weight, age and sex to get an estimate. Try playing around with those numbers to see how they affect estimated energy expenditure. There are two main ways in which energy expenditure can be experimentally determined.

monitors oxygen consumption and carbon dioxide production, typically over several hours or days. This can be done in large rooms called metabolic chambers where an individual can live for several days. The amount of oxygen consumed along with the amount of carbon dioxide produced can be converted into a measure of energy used, in the same way that food combustion can be used to determine the energy content of a meal. This approach has several advantages, including the fact that DIT, EAT and NEAT can separately be calculated based on whether the individual is currently eating, moving, etc. The major disadvantage is that the subject has to remain in the room to be monitored and this may not be representative of their normal behaviors.

on the other hand allows the subject to go home and live their normal life, which might be a better approximation of their natural energy expenditure rates. This technique is based on the differential release of isotopes after a subject drinks radio-labeled water (\(^2H_2^{18}O\)). The hydrogen atoms are released only with water, but the oxygen atoms are released as both CO\(_2\) and water. Because of the slower equilibration process it does not provide the temporal resolution of indirect calorimetry, but rather provides an integrated measure of total CO\(_2\) production or the time period. A third experimental method relies on energy conservation and measures E\(_{intake}\) and if the subjects are weight stable, E\(_{intake}\) should be equal to E\(_{expenditure}\).

How does nutrition affect energy expenditure?

, also known as the thermic effect of food represents the energy that is used in digestion, absorption and storage of food. While it only accounts for 5–15% of TDEE it is the most affected by nutrition choices. Both meal size (larger, less frequent meals have higher DIT) and macronutrient composition (protein exerts a higher DIT) are major factors in DIT, along with genetics, age, activity levels and insulin sensitivity. A summary of things that raise the components of energy expenditure can be found in Table 1.

Components of energy expenditure, and some things that modify their magnitude
Component Increased By
BMR Young Age, Male, Lean Mass, Weight Above Set Point
EAT Exercise and Physical Activity
DIT Protein in Meal, Insulin Sensitivity, Meal Size

While it was once thought that lower TDEE could be causal of obesity, careful studies in the early 1990s showed that obesity was associated with higher energy expenditure rather than lower energy expenditure (Ravussin et al. 1982). This is now thought to be an adaptive response to gaining weight. When excess calories are consumed, the body responds by increasing the metabolic rate to try to maintain homeostasis. Supporting that, during weight loss, the metabolic rate actually decreases, likely in an attempt to limit changes in body weight (Leibel, Rosenbaum, and Hirsch 1995). This is what is known as a metabolic set point. It is a metabolic state that the body adapts around. Unfortunately for those trying to sustain weight loss, this persistent reduction in metabolic rate lasts for many years (Rosenbaum et al. 2008). Further complicating efforts in weight reduction, studies that have assessed appetite and appetite-driving hormones in successful dieters have shown that there are chronic feelings of both hunger and elevations in hunger hormones, again many years after weight loss (Sumithran et al. 2011). These two factors, reduced TDEE and increased drive towards energy intake are major reasons why successful weight loss is so difficult to maintain over time. A schematic of this is shown in Figure [fig:loss-regain].

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